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Experience: 7-10 Years | Salary: 20,00,000-35,00,000 | Opening(s): 1 | Posted Date : 2023-01-18

Hiring For	One of the Leading MNC
Designation	AVP - Sec & Derivative Sr Analyst
Job Description	Managing the Equities trading and clearing Operations for Institutional clients viz., FPIs, MFs, Insurance Companies, FDIs and large corporates. Support the team in managing the day to day activities in an effortless and error free manner. Core processing of activities related to transaction processing, maintenances, Exchange reporting’s, & other functions for BAU activities. Stock Exchange and custodian Settlements, monitoring Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering initiatives. Ensure compliance with regulatory guidelines and assist in regulatory and financial inspections Client on-boarding for Institutional, Corporate and HNI Clients by complying with local regulatory requirements, internal due-diligence requirements and Risk Based KYC norms. This entails risk categorization, documentation, sanctions screening, names screening and multi-layered escalations. Manage IPO’s , QIP’s, Offer for Sale Issues in the Primary Market Segment Perform operational activities for reconciliations and client reporting Ensure meeting internal and regulatory Compliance and Control requirements. Managing complex Operational Risk controls as per internal standards. Extend support to business in technology and process efficiencies initiatives and implement regulatory changes. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Desired Profile	5-8 years of relevant experience Consistently demonstrates clear and concise written and verbal communication skills
Industry	BFSI
Functional Area	BFSI
Skills	Trade Life Cycle, Risk Management, Client Servicing, Process re-engineering
Education	CA / MBA and preferably NISM certified
Location	Mumbai
Contact	HR
Call on	+91-120-358-0000
Email	jobs@globalhunt.in
Reference id	GH/BFSI/JC//12012023//104144/AVP - Sec & Derivative Sr Analyst

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