Job Details

• Built Supplier Control Assurance team in Bangalore office.
• Oversee the Control Assurance Program testing function to deliver quality outcomes for the Group and improve controls effectiveness
• Manage team effectively including people management and operational elements of the function
• Ability to lead a team to design and conduct controls assurance testing (in CBA and supplier environments)
• Regularly review key controls for design and operating effectiveness
• Follow the Group’s Operational Risk Management Framework to conduct Control Assurance Program testing by:
• Planning for a review (based on schedule of key controls reviews, RiskInSite data, Risk Controls Self-Assessments (RCSA) data and contractual obligations)
• Designing the controls effectiveness testing and documenting the scope
• Conducting the testing in accordance with the sampling methodology designed and obtain evidence
• Document outcomes of conformance / non-conformance
• Testing in supplier and CBA environment (including locations outside of Australia)
• Work with internal and external stakeholders to ensure the timely and effective execution of CAP testing
• Ability to travel to fulfil your responsibility is required.

• At least 10 years work experience in the Financial Services industry in Audit, Compliance or Consultancy environments;
• Demonstrated experience in effectively managing and leading teams;
• Preferably experienced in Control Assurance testing for supplier environment;
• Previous experience in Non-Financial Risk, Operational Risk or Compliance desired;
• Good understanding of information security management, privacy, IT service continuity, IT disaster recovery, business continuity management, and third party control assurance;
• Demonstrated ability to build, engage, and maintain effective working relationships with a broad range of stakeholders;
• Intermediate understanding of project, change management principles;
• Ability to improve business processes from a risk and controls perspective with a continuous improvement mindset;
• Proven verbal and written communication skills appropriate for the role;
• Experience dealing with regulatory and compliance issues within a major financial institution, audit firm or other major company.
• Effective time management with strong planning and organizational skills.
• Knowledge of current applicable regulatory requirements relevant to regulated financial institutions. Familiarity with APRA standards (not limited to CPS220, 231, 232)
• Proven experience in report writing and presentation skills to senior management within large organizations.
• Certification like CISA, CRISC, CGEIT, CISM, COBIT, or ISO2700x would be preferred.

Reference ID - GH/BFSI/JC//26112019//87893/Executive Manager - CAP, ESR