Job Details

• Timely and accurate preparation of periodic reports to applicable global regulators
• Assess, design, document and test the operating effectiveness of key controls
• Analyze financial data in order to complete filings, understand fluctuations and uncover potential inaccuracies
• Perform edit check reviews, draft remediation plan & implementation there-of
• Perform reconciliations across products, reports and schedules
• Partner closely with Audit team to understand findings from testing performed
• Prepare monthly management reports
• Stay informed of regulatory changes and work with management to develop processes for implementation of new reporting requirements
• Create and maintain process documentation i.e., process flowcharts, risk and control matrix etc

• Certified Internal Auditor (CIA) / Chartered Financial Analyst (CFA) certification or candidate is a plus
• Familiarity with Basel, BCBS (239), FRB regulations and/or SEC requirements associated with the Financial Services Industry
• Familiarity with financial products and financial institution operations
• Financial and accounting skillset – knowledge of regulatory reports and forms
• Understanding of the control environment
• Ability to use Bloomberg terminal would be plus
• Proficiency in Microsoft Office suite (Excel, PowerPoint, Word)
• Excellent communication, documentation and organizational skills
• Strong Analytical and problem solving skills
• Ability to work with other departments and represent the team in a positive manner
• Strong attention to detail and accuracy

Reference ID - GH/BFSI/JC//07112019//87567/Associate / Sr. Associate - Regulatory Assurance / Reporting