Job Details

• The Surveillance Officer will be responsible for:
• Undertaking daily post-trade surveillance monitoring on a timely basis to identify activity which may indicate possible market abuse or market integrity issues.
• Assisting with responding to regulatory requests for information.
• Assisting the regional and global compliance team in the strategic enhancements of the firm's surveillance platform.
• Reviewing and drafting internal procedures, policies and guidance where required.
• Conducting other ad-hoc project work as required by the regional or global compliance team.

• 5+ years of experience in a trade surveillance role at a financial institution (e.g.investment bank, broker, trading venue/exchange, proprietary trading firm or regulator).
• Experience of designing, testing and calibrating surveillance models and parameters.
• Good knowledge of Market Conduct/Market Abuse rules and regulatory frameworks.
• Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail.
• The ability to work and prioritize independently coupled with the judgment to involve management with issues as needed.
• Excellent written and verbal communication skills.
• Strong Microsoft Excel/Google Sheet knowledge and skills.
• Preferred Qualifications:
• Working knowledge of coding languages such as SQL and Python.
• Some exposure to technical aspects of high frequency/algorithmic trading.
• Project management experience

Reference ID  - GH/Technology/JC//13042020//90373/Surveillance Officer